Exclusive articles:
Julius Baer Hit with Over $5 Million Fine by FINMA for Serious Anti-Money Laundering Failures
Swiss financial watchdog FINMA has fined Julius Baer, Switzerland’s second-largest listed bank, more than 4 million Swiss francs (around $5 million) for major shortcomings...
FINRA Slaps BTG Pactual Unit with Hefty Fine Over Weak AML Controls Amid Rising Regulatory Pressure
The Financial Industry Regulatory Authority (FINRA) has imposed a significant financial penalty on BTG Pactual USA Inc., the American subsidiary of the Brazilian investment...
AU10TIX Unveils Real-Time AML Risk Monitoring to Strengthen Global Compliance Efforts
AU10TIX, a leading global identity verification and fraud prevention platform, has introduced a cutting-edge continuous risk monitoring capability to its anti-money laundering (AML) suite—marking...
TGP Europe Quits UK Market After £3.3M Fine Over Serious AML Failures, Premier League Clubs Under Fire
In a dramatic turn of events that has sent ripples through the UK sports and gambling sectors, TGP Europe—a prominent sponsor behind multiple Premier...
European Anti-Money Laundering Authority Prepares to Appoint New Executive Board Member Following Marcus Pleyer’s Departure
The European Anti-Money Laundering Authority (AMLA) is entering a new phase as it prepares to fill the executive board vacancy left by Dr. Marcus...
